All protocols reviewed by the IRB are subject to regulatory monitoring by the IRB and OIRB personnel. Studies are selected at random as well as according to criteria listed in the UAB Policy and ...

Editor’s note: This article is the third in a series to help practitioners learn about the AICPA’s new quality management standards and prepare to implement them. The new final standards on quality ...

Companies are constantly evolving their business profiles, geographic footprints, channels to market, and clients served, and compliance programs must adapt as well. As a result of these ...

An attorney acting as an independent compliance monitor must fulfill certain critical responsibilities to assist a financial institution in improving its compliance environment and reducing the risk ...

Kinil Doshi is a senior VP at Citibank and a fintech expert in banking compliance and risk management with two decades of experience. Advances in technology have played a crucial and welcomed role ...